Securities Specialist
UBS
Posted
last month
Pune
Onsite
INR 60K
Mid Level
Full Time
Sema Summary
The role involves managing asset control and ensuring compliance with SEC rules. It requires collaboration with various operations teams to maintain client service excellence.
About Company
UBS is a leading global wealth manager and a universal bank headquartered in Zurich, Switzerland, offering diversified financial services.
Core Requirements
- Bachelor’s degree in finance or related field
- 2+ years of relevant experience
- Attention to detail
- Ability to multi-task
- Proficiency in Microsoft Office, especially Excel
Responsibilities
- Process control requirements for client assets.
- Manage regulatory compliance risks.
- Collaborate with operations teams.
- Respond to requests from client branches.
- Identify and escalate financial risks.
- Participate in team meetings for best practices.
- Maintain up-to-date SOPs and regulatory knowledge.
Benifits
- collaboration opportunities
- flexible working options
- disability inclusion policies
Must Have skills
Job Keywords
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