Compliance Officer
Goldman Sachs
Posted
3 weeks ago
Bengaluru, Karnataka, India
Onsite
INR 60K
Mid Level
Full Time
Sema Summary
Goldman Sachs is seeking a Compliance Officer for their Control Room division in Bengaluru. The role entails overseeing the firm’s compliance with various regulations and legal obligations while managing the flow of confidential information within the organization. Candidates should have 2-5 years of relevant experience, and a strong background in financial services is preferred. A Bachelor’s degree in finance or a related field is required. The position offers various benefits including training opportunities and wellness programs.
About Company
Goldman Sachs is a leading global investment banking, securities, and investment management firm founded in 1869. The firm emphasizes diversity and inclusion, offering a range of career opportunities and supporting professional growth through training and development.
Core Requirements
- Bachelor’s degree in finance or related field
- 2-5 years of financial services experience
- Direct experience in compliance
- Strong understanding of financial markets
- Proficiency in Microsoft Office
Responsibilities
- Interact with Investment Banking and Global Markets Divisions
- Review research for compliance with legal obligations
- Liaise with Legal to monitor trading activities
- Apply Research Settlement rules for communications
- Work with Conflicts Group on transaction approvals
- Ensure compliance with insider trading regulations
- Conduct independent compliance testing
Benifits
- Training
- Diversity programs
- Wellness programs
Must Have skills
Nice To Have Skills
Tools Knowledge Requried
Job Keywords
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