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Compliance Associate
State Street
Posted
last month

Bengaluru, Karnataka, India

Onsite

INR 80K

Mid Level

Full Time

Job Categories

Compliance Finance Risk Audit Management

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Sema Summary

State Street is seeking a Senior Compliance Associate to oversee conflict of interest and compliance matters. This role is crucial to maintaining the ethical framework within the organization.

About Company

State Street is a leading financial services provider with 200 years of experience, offering investment management and custodial services to institutional clients worldwide.

Core Requirements

Bachelor's degree or equivalent
4 to 6 years of compliance experience
Knowledge of outside business activities
Experience with compliance applications
Proficiency in MS Office

Responsibilities

Monitor compliance with conduct risk policies.
Assist employees with compliance queries.
Develop and enhance compliance procedures.
Produce management reports on compliance activities.
Collaborate with stakeholders on compliance issues.
Identify and escalate discrepancies.
Conduct user acceptance testing for compliance tools.

Benifits

medical care
insurance
savings plans
development programs
educational support

Must Have skills

Strong communication skillsKnowledge of financial productsAbility to work independentlyAttention to detailProficiency in compliance documentation

Job Keywords

ComplianceRisk ManagementConflict of InterestAuditFinancial Services

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